As financial regulations increase in number and complexity, firms can no longer prepare for each in isolation. Instead, they need to take a strategic approach to how they acquire and manage their data in order to take advantage of available efficiencies, reduce operational risks, and gain insights that benefit their business beyond regulation.
Data is at the heart of everything Bloomberg does – and so it is with regulation. Our regulatory data solutions, supported by a team of experts, provide firms with the data sets they need to not only satisfy current regulations but also to help prepare for upcoming regulatory requirements.
For more information about each offering, visit our Resource Library.
Compliance
Turbulent geopolitics and the introduction of giant post-2008 regimes such as MiFID II have increased complexity in financial markets. Whether you need help streamlining MiFID II reporting, complying with prescriptive investor protection regimes, identifying entities and securities subject to sanctions, comply with shareholding disclosure and short selling rules, Bloomberg’s comprehensive data solutions and automated workflows enable easy compliance and best practice.
Learn more about our Compliance Data Solutions.
Navigating Risk & Regulation with Sanctions Data Solutions
International relations are causing increased sanctions, export controls, and trade restrictions, making compliance a complex and time-consuming process. Discover comprehensive datasets that help identify sanctions impacts and associated risks.
Compliance Data Solutions
- Sanctions
- Fund/Index Exposures to Sanctions
- Compliance Screening (BIS, UFLPA, etc.)
- Virtual Assets Regulations
- ANNA DSB Unique Product Identifier (UPI)
- Global Shareholding Disclosure (~60 Jurisdictions)
- Derivatives Position Limits
- MiFID II / MiFIR Transparency
- Investor Protection (MiFID, PRIIPS)
- CSDR
- Benchmark Regulation
- SFTR
- EU Short Selling Regulation
- Volcker Covered Fund Identification
- Narrow Based Security Index (NBSI)
- SEC / CFTC No Actions Relief
- SEC Rule 12d1-4 (Fund of Funds)
- SEC Rule 15c2-11 (Quote Transparency)
- SEC Rule 13f-2 (Short Selling Reporting Com Indicator)
- SEC Rule 2a-5
- SEC Holding Foreign Comp Accountable Act (HFCAA)
- HK SFC Complex Instrument
- HK IRD Qualifying Debt Instrument Eligibility
- HKEX Chapter 37
Capital and liquidity regulation
Basel III has transformed bank regulatory practices globally. Firms not only need to understand the complex and ever-changing capital and liquidity requirements, but also navigate local implementation timelines and rule differences. The migration of compliance from the back to the front office signals an end to the reactive workflow. Firms now need to operate with speed and identify risks and opportunities before making business decisions. With our detailed and comprehensive datasets and global risk engines, Bloomberg is well positioned to support compliance requirements in multiple jurisdictions simultaneously.
Learn more about Bloomberg’s solutions for FRTB.
Learn more about our Capital & Liquidity Data Solutions.
A customized approach to a global challenge
Banks of all sizes and regions have unique needs when it comes to complying with FRTB regulations. Learn more about Bloomberg’s customized enterprise data and analytics solutions that help firms navigate the complexities of FRTB.
Capital and Liquidity Regulatory Data Solutions
- Liquidity Coverage Ratio: High-Quality Liquid Assets
- Liquid & Readily Marketable / Active & Sizable
- Credit Risk: Standardized Credit Risk Weights
- Market Risk: FRTB
- Standardized Approach – Risk Factor Bucketing
- Internal Model Approach – Risk Factor Eligibility Test
- OTC UMR Eligibility – Collateral Tagging
- Central Bank Eligibility
- FR2052 (6G)
- SSFA
- FINRA Rule 4210 Margin Requirements
- SR/STS
- Investment Firm Regulation (IFR)
- FCA FIIA
- ESA 2010
Tax Regulation
Key tax developments in recent years include the U.S.’s focus on U.S. tax liabilities globally (PTP, USRPHC) and the EU’s attempts to implement a financial transaction tax. Bloomberg’s nimble and responsive solutions identify tax liabilities across the globe.
Learn more about our Tax Data Solutions.
Bloomberg Tax Solutions
Managing the multitude of global, regional and local tax obligations that financial firms are subjected to can be a serious challenge. Learn how you can identify eligible instruments across various global tax regulations.
Tax Data Solutions
- IRS Section 871m
- IRS Section 1446(f) PTP (Publicly Traded Partnership)
- IRS USRPHC (U.S. Real Property Holding Corp)
- IRS FATCA (Foreign Account Tax Compliance Act)
- France, Italy, Spain
- Ireland, UK, Hong Kong, Singapore
- Ireland, UK
Accounting regulation
Recent financial crises and the increased complexity of financial instruments have brought substantial changes to financial instrument accounting across the world. Although the U.S. has opted out of the International Financial Reporting Standards (IFRS), its own accounting standards have plenty of overlap. Bloomberg has solutions for both IFRS and U.S. regimes.
Learn more about Bloomberg’s solutions for IFRS 9.
Learn more about our Accounting Data Solutions.
Prepare for accounting change
IFRS 9 updates the model for classification and measurement of financial instruments. Learn more about our SPPI testing, hedge accounting, and ECL solutions.
Accounting Data Solutions
- IFRS 13 FVHL Price Transparency
- IFRS 9 SPPI
- IFRS 9 ECL (Expected Credit Loss) / Default Risk
- ASC 820 Fair Value Leveling / Transparency Data
- CECL (Current Expected Credit Loss)
- NAIC Principles-Based Bond Classification
- ASBJ Statement No. 30 Fair Value Leveling