Effective Rulebook

Document Name Date Published
Bloomberg SEF LLC Swap Execution Facility Effective Rulebook
 Jan 23, 2026

Rulebook Amendments

Document Name Date Published
Rulebook Amendment – January 23, 2026
 Jan 23, 2026
Rulebook Amendment – January 5, 2026
 Jan 5, 2026
Rulebook Amendment – December 9, 2025
 Dec 9, 2025
Rulebook Amendment – September 2, 2025
 Sep 2, 2025
Rulebook Amendment – August 7, 2025
 Aug 7, 2025
Rulebook Amendment – June 25, 2025
 Jun 25, 2025
Rulebook Amendment – May 28, 2025
 May 28, 2025
Rulebook Amendment – May 2, 2025
 May 2, 2025
Rulebook Amendment – March 31, 2025
 Mar 31, 2025
Rulebook Amendment – March 11, 2025
 Mar 11, 2025
Rulebook Amendment – November 25, 2024
 Nov 25, 2024
Rulebook Amendment – November 15, 2024
 Nov 15, 2024
Rulebook Amendment – October 16, 2024
 Oct 16, 2024
Rulebook Amendment – September 13, 2024
 Sep 13, 2024
Rulebook Amendment – August 29, 2024
 Aug 29, 2024
Rulebook Amendment – August 15, 2024
 Aug 15, 2024
Rulebook Amendment – June 13, 2024
 Jun 13, 2024
Rulebook Amendment – May 23, 2024
 May 23, 2024
Rulebook Amendment – May 16, 2024
 May 16, 2024
Rulebook Amendment – February 29, 2024
 Feb 29, 2024
Rulebook Amendment – January 30, 2024
 Jan 30, 2024
Rulebook Amendment – January 12, 2024
 Jan 12, 2024
Rulebook Amendment – December 5, 2023
 Dec 5, 2023
Rulebook Amendment – November 27, 2023
 Nov 13, 2023
Rulebook Amendment – November 13, 2023
 Nov 13, 2023
Rulebook Amendment – November 9, 2023
 Nov 9, 2023
Rulebook Amendment – September 8, 2023
 Sep 8, 2023
Rulebook Amendment – August 23, 2023
 Aug 23, 2023
Rulebook Amendment – August 1, 2023
 Aug 1, 2023
Rulebook Amendment – August 1, 2023
 Aug 1, 2023
Rulebook Amendment – June 15, 2023
 Jun 15, 2023
Rulebook Amendment – June 7, 2023
 Jun 7, 2023
Rulebook Amendment – May 10, 2023
 May 10, 2023
Rulebook Amendment – November 18, 2022
 Nov 18, 2022
Rulebook Amendment – November 3, 2022
 Nov 3, 2022
Rulebook Amendment – May 20, 2022
 May 20, 2022
Rulebook Amendment – February 9, 2022
 Feb 9, 2022
Rulebook Amendment – December 15, 2021
 Dec 15, 2021
Rulebook Amendment – November 10, 2021
 Nov 10, 2021
Rulebook Amendment – July 09, 2021
 Jul 9, 2021
Rulebook Amendment – June 14, 2021
 Jun 14, 2021
Rulebook Amendment – March 10, 2021
 Mar 10, 2021
Rulebook Amendment – February 16, 2021
 Feb 16, 2021
Rulebook Amendment – November 6, 2020
 Nov 6, 2020
Rule Amendment – September 22, 2020
 Sep 22, 2020
Rulebook Amendment – September 17, 2020
 Sep 17, 2020
Rulebook Amendment – May 21, 2020
 May 21, 2020
Rule Amendment – May 21, 2020
 May 21, 2020
Rulebook Amendment – February 26, 2020
 Feb 26, 2020
Rulebook Amendment – November 20, 2019
 Nov 20, 2019
Rulebook Amendment – November 1, 2019
 Nov 1, 2019
Rulebook Amendment – August 2, 2019
 Aug 2, 2019
Rulebook Amendment – July 26, 2019
 Jul 26, 2019
Rulebook Amendment – May 2, 2019
 May 2, 2019
Rulebook Amendment – December 21, 2018
 Dec 21, 2018
Rulebook Amendment – August 16, 2018
 Aug 16, 2018
Rulebook Amendment – July 25, 2018
 Jul 25, 2018
Rulebook Amendment – May 8, 2018
 May 8, 2018
Rulebook Amendment – March 28, 2018
 Mar 28, 2018
Rulebook Amendment – December 7, 2017
 Dec 7, 2017
Rulebook Amendment – June 28, 2017
 Jun 28, 2017
Rulebook Amendment – April 27, 2017
 Apr 27, 2017
Rulebook Amendment – April 21, 2017
 Apr 21, 2017
Rulebook Amendment – February 21, 2017
 Feb 21, 2017
Rulebook Amendment – December 14, 2016
 Dec 14, 2016
Rulebook Amendment – November 30, 2016
 Nov 30, 2016
Rulebook Amendment – October 21, 2016
 Oct 21, 2016
Rulebook Amendment – September 2, 2016
 Sep 2, 2016
Rulebook Amendment – August 4, 2016
 Aug 4, 2016
Rulebook Amendment – July 15, 2016
 Jul 15, 2016
Rulebook Amendment – May 13, 2016
 May 13, 2016
Rulebook Amendment – May 12, 2016
 May 12, 2016
Rulebook Amendment – January 20, 2016
 Jan 20, 2016
Rulebook Amendment – December 21, 2015
 Dec 21, 2015
Rulebook Amendment – December 7, 2015
 Dec 7, 2015
Rulebook Amendment – November 19, 2015
 Nov 19, 2015
Rulebook Amendment – November 3, 2015
 Nov 3, 2015
Rulebook Amendment – September 14, 2015
 Sep 14, 2015
Rulebook Amendment – September 9, 2015
 Sep 9, 2015
Rulebook Amendment – July 29, 2015
 Jul 29, 2015
Rulebook Amendment – June 9, 2015
 Jun 9, 2015
Rulebook Amendment – June 8, 2015
 Jun 8, 2015
Rulebook Amendment – May 21, 2015
 May 21, 2015
Rulebook Amendment – May 13, 2015
 May 13, 2015
Rulebook Amendment – February 9, 2015
 Feb 9, 2015
Rulebook Amendment – January 30, 2015
 Jan 30, 2015
Rulebook Amendment – January 29, 2015
 Jan 29, 2015
Rulebook Amendment – January 20, 2015
 Jan 20, 2015
Rulebook Amendment – October 23, 2014
 Oct 23, 2014
Rulebook Amendment – October 8, 2014
 Oct 8, 2014
Rulebook Amendment – June 26, 2014
 Jun 26, 2014
Rulebook Amendment – June 21, 2014
 Jun 21, 2014
Rulebook Amendment – June 5, 2014
 Jun 5, 2014
Rulebook Amendment – March 31, 2014
 Mar 31, 2014
Rulebook Amendment – January 30, 2014
 Jan 30, 2014
Rulebook Amendment – December 19, 2013
 Dec 19, 2013
Rulebook Amendment – December 9, 2013
 Dec 9, 2013
Rulebook Amendment – November 8, 2013
 Nov 8, 2013
Rulebook Amendment – October 29, 2013
 Oct 29, 2013
Rulebook Amendment – October 17, 2013
 Oct 17, 2013
Rulebook Amendment – October 11, 2013
 Oct 11, 2013
Rulebook Amendment – October 10, 2013
 Oct 10, 2013
Rulebook Amendment – September 25, 2013
 Sep 25, 2013
Rulebook Amendment – September 13, 2013
 Sep 13, 2013

Notice to Participants

Document Name Date Published
Notice to Participants – 2025‐R‐11 – Notification of Trade Cancellation, Correction, Offset and Adjustment – December 30, 2025 (Effective)
 Dec 30, 2025
Notice to Participants – 2025‐R‐11 – Notification of Trade Cancellation, Correction, Offset and Adjustment – December 16, 2025 (Filing)
 Dec 16, 2025
Notice to Participants – 2025-R-1 – Participant Bulletin – April 29, 2025 (Effective)
 Apr 29, 2025
Notice to Participants – 2025-R-1 – Participant Bulletin – April 15, 2025 (Filing)
 Apr 15, 2025
Notice to Participants – 2024-R-19 – Participant Bulletin – December 23, 2024 (Effective)
 Dec 23, 2024
Notice to Participants – 2024-R-17 – Execution of Transactions on CLOB – December 11, 2024 (Effective)
 Dec 11, 2024
Notice to Participants – 2024-R-19 – Participant Bulletin – December 9, 2024 (Filing)
 Dec 9, 2024
Notice to Participants – 2024-R-17 – Execution of Transactions on CLOB – November 26, 2024 (Filing)
 Nov 26, 2024
Notice to Participants – 2024-R-09 – Block Trading Pursuant to the BSEF Rulebook – June 28, 2024 (Effective)
 Jun 28, 2024
Notice to Participants – 2024-R-09 – Block Trading Pursuant to the BSEF Rulebook – June 13, 2024 (Filing)
 Jun 13, 2024
Notice to Participants – 2024‐R‐04 – Notification of Action Taken and Trade Review ‐ Cleared Swaps – February 23, 2024 (Filing)
 Feb 23, 2024
Notice to Participants 2024-R-03 – Implementation of the Unique Product Identifier Requirement by Bloomberg SEF LLC – January 29, 2024 (Effective)
 Jan 29, 2024
Notice to Participants 2024-R-03 – Implementation of the Unique Product Identifier Requirement by Bloomberg SEF LLC – January 29, 2024 (Filing)
 Jan 29, 2024
Notice to Participants 2023-R-15 – Obligation to Verify and Update Participant Information – September 28, 2023 (Effective)
 Sep 28, 2023
Notice to Participants 2023-R-15 – Obligation to Verify and Update Participant Information – September 28, 2023 (Filing)
 Sep 28, 2023
Notice to Participants 2023-4 – Migration of open credit default swap positions related to ICE Clear Europe Ltd.’s clearing services – July 14, 2023 (Effective)
 Jul 14, 2023
Notice to Participants 2023-4 – Migration of open credit default swap positions related to ICE Clear Europe Ltd.’s clearing services – June 28, 2023 (Filing)
 Jun 28, 2023
Notice to Participants 2023-3 – Withdrawn Notice to Participants – June 3, 2023 (Effective)
 Jun 3, 2023
Notice to Participants 2023-3 – Withdrawn Notice to Participants – May 31, 2023 (Filing)
 May 31, 2023
Notice to Participants 2023-2 – Designation of a Reporting Counterparty for Certain Swap Transactions – May 12, 2023 (Effective)
 May 12, 2023
Notice to Participants 2023-2 – Designation of a Reporting Counterparty for Certain Swap Transactions – May 12, 2023 (Filing)
 May 12, 2023
Notice to Participants 2023-1 – Withdrawn Notice to Participants – May 12, 2023 (Effective)
 May 12, 2023
Notice to Participants 2023-1 – Withdrawn Notice to Participants – May 12, 2023 (Filing)
 May 12, 2023
Notice to Participants 2022-3 – Suspending Trading on all CDS options and IRS swaptions – December 2, 2022 (Filing)
 Dec 2, 2022
Notice to Participants 2022-2 – Participant Bulletin – November 1, 2022 (Filing)
 Nov 1, 2022
Notice to Participants 2022-1 – Termination of Certain Swap Transactions Executed on the SEF operated by BSEF – September 16, 2022 (Effective)
 Sep 16, 2022
Notice to Participants 2022-1 – Termination of Certain Swap Transactions Executed on the SEF operated by BSEF – September 15, 2022 (Filing)
 Sep 15, 2022
Notice to Participants 2021-1 – Delisting of LIBOR Contracts – December 09, 2021 (Effective)
 Dec 9, 2021
Notice to Participants 2021-1 – Delisting of LIBOR Contracts – November 24, 2021 (Filing)
 Nov 24, 2021
Notice to Participants 2020-R-03 – Alleged Error Trade Correction – February 26, 2020 (Withdrawn)
 Feb 26, 2020
Notice to Participants 2019-2 – Emergency Action – February 5, 2019
 Feb 5, 2019
Notice to Participants 2019-1 – Emergency Action – February 5, 2019
 Feb 5, 2019
Bloomberg SEF LLC Market Circular – Modification Of Trading Hours for Certain Credit Swaps
 Dec 4, 2018
Notice to Participants 2018-2 – Termination of Emergency Action – July 2, 2018
 Jul 2, 2018
Notice to Participants 2018-1 – Emergency Action – July 2, 2018
 Jul 2, 2018
Notice to Participants 2017-3 – Off-shore Trading in Malaysian Ringgit – December 22, 2017 (Effective)
 Dec 22, 2017
Notice to Participants 2017-3 – Off-shore Trading in Malaysian Ringgit – December 7, 2017 (Filing)
 Dec 7, 2017
Notice to Participants 2017-2 – Test Trades on BSEF – July 14, 2017 (Effective)
 Jul 14, 2017
Notice to Participants 2017-2 – Test Trades on BSEF – June 28, 2017 (Filing)
 Jun 28, 2017
Notice to Participants 2017-1 – Obligation to Review and Update Participant Information – June 26, 2017 (Effective)
 Jun 26, 2017
Notice to Participants 2017-1 – Obligation to Review and Update Participant Information – June 1, 2017 (Filing)
 Jun 1, 2017
Notice to Participants 2016-8 – Error Trade Correction – December 15, 2016 (Filing)
 Dec 15, 2016
Notice to Participants 2016-7 – Termination of Emergency Action – December 8, 2016
 Dec 8, 2016
Notice to Participants 2016-6 – Emergency Action – December 8, 2016
 Dec 8, 2016
Notice to Participants 2016-4A – August 30, 2016 (Effective)
 Sep 8, 2016
Notice to Participants 2016-5A – September 2, 2016 (Filing)
 Sep 7, 2016
Notice to Participants 2016-4A – September 2, 2016 (Filing)
 Sep 7, 2016
Notice to Participants 2016-4 – August 30, 2016 (Effective)
 Aug 30, 2016
Notice to Participants 2016-5A – August 23, 2016 (Effective)
 Aug 23, 2016
Notice to Participant 2016-5 – August 23, 2016 (Effective)
 Aug 23, 2016
Notice to Participants 2016-5 – August 8, 2016 (Filing)
 Aug 8, 2016
Notice to Participants 2016-4 – August 4, 2016 (Filing)
 Aug 4, 2016
Notice to Participants 2016-3 – February 3, 2016 (Effective)
 Feb 3, 2016
Notice to Participants 2016-3 – January 19, 2016 (Filing)
 Jan 19, 2016
Notice to Participants 2016-1 – January 14, 2016 (Filing)
 Jan 14, 2016
Notice to Participants 2015-1 – September 10, 2015 (Filing)
 Sep 10, 2015
Product Amendments – December 5, 2013
 Dec 5, 2013

Withdrawn Notice to Participants

Document Name Date Published
Notice to Participants – 2024‐R‐04 – Notification of Action Taken and Trade Review ‐ Cleared Swaps (Withdrawn)
 Dec 30, 2025
Notice to Participants 2022-2 – Participant Bulletin – November 16, 2022 (Withdrawn)
 Dec 23, 2024
Notice to Participants 2014-3 Block Treatment for Package Transactions (Withdrawn)
 Jun 28, 2024
Notice to Participants 2023-R-11 – Notification of Action Taken and Trade Review-Cleared Swaps (Withdrawn)
 Aug 28, 2023
Notice to Participants 2023-R-11 – Notification of Action Taken and Trade Review-Cleared Swaps (Withdrawn)
 Aug 14, 2023
Notice to Participants 2022-3 – Suspending Trading on all CDS options and IRS swaptions effective December 5, 2022 (Withdrawn)
 May 12, 2023
Notice to Participants 2020-1 – Alleged Error Trade Correction – March 12, 2020 (Withdrawn)
 Mar 12, 2020
Notice to Participants 2015-1 – September 25, 2015 (Withdrawn)
 Jun 2, 2016
Notice to Participants 2016-1 – February 1, 2016 (Withdrawn)
 Jun 2, 2016

Fee Schedule

Document Name Date Published
Effective Fee Schedule
 Jan 1, 2026
Participant Fee Amendments – November 13, 2025
 Nov 13, 2025
Participant Fee Amendments – August 4, 2025
 Aug 4, 2025
Participant Fee Amendments – December 03, 2024
 Dec 3, 2024
Participant Fee Amendments – October 02, 2024
 Oct 2, 2024
Participant Fee Amendments – August 29, 2023
 Aug 29, 2023
Participant Fee Amendments – September 17, 2020
 Sep 17, 2020
Participant Fee Amendments – March 14, 2018
 Mar 14, 2018
Participant Fee Amendments – December 9, 2015
 Dec 9, 2015
Participant Fee Amendments – April 27, 2015
 Apr 27, 2015
Participant Fee Amendments – January 8, 2015
 Jan 8, 2015
Participant Fee Amendments – July 10, 2014
 Jul 10, 2014

Participant Advisory

Document Name Date Published
Participant Advisory – Commencement of Canadian Derivatives Trade Reporting Rules
 Jul 7, 2025

BSEF Documents

Document Name Date Published
Frequently Asked Questions Regarding the Implementation of the Unique Product Identifier Requirement by Bloomberg SEF LLC
 Jan 29, 2024
CFTC North America Rewrite BSEF FAQ
 Jun 7, 2023
ALOB/ALOC Information for BSEF Participant Allocation Accounts
 Jun 7, 2023

CFTC Filings - CDS

Document Name Date Published
CDS Index Product – CDX North America HY BB Index
 Nov 27, 2023
CDS Index Contract – CDX Emerging Markets HY Index
 Sep 28, 2023
CDS Index Product – CDX Emerging Markets IG Index
 Sep 28, 2023
CDS Index Contract – iTraxx Asia ex-Japan IG (Restricted) Index
 Jan 25, 2021
CDS Index Contract – CDX North American High Yield (Ex-BB)
 Mar 18, 2020
CDS Index Contract – iTraxx MSCI ESG Screened Europe
 Mar 18, 2020
CDS Index Contract – CDX North American Investment Grade (BBB-rated)
 Mar 18, 2020
CDS Index Contract – iTraxx Europe Non-Financial
 Mar 27, 2017
CDS Index Contract – iTraxx Asia Ex-Japan
 Feb 13, 2017
Option on CDS Index Contract – MCDX
 Aug 4, 2016
Option on CDS Index Contract – iTRAXX SovX Western Europe
 Aug 4, 2016
Option on CDS Index Contract – LCDX
 Aug 4, 2016
CDS Index Contract – iTraxx Corp CEEMEA
 Aug 4, 2016
CDS Index Contract – LCDX
 Aug 4, 2016
CDS Index Contract – MCDX
 Aug 4, 2016
Option on CDS Index Contract – North America Investment Grade 3Y [CME]
 Feb 13, 2015
Option on CDS Index Contract – North America Investment Grade 3Y [ICE]
 Feb 13, 2015
Option on CDS Index Contract – North America High Yield 5Y [ICE]
 Feb 12, 2015
Option on CDS Index Contract – North America High Yield 5Y [CME]
 Feb 12, 2015
Option on CDS Index Contract – North America Investment Grade 5Y [ICE]
 Feb 12, 2015
Option on CDS Index Contract – North America Investment Grade 5Y [CME]
 Feb 12, 2015
Option on CDS Index Contract – CDX Emerging Markets – Latin America 5Y [ICE]
 Feb 12, 2015
Option on CDS Index Contract – CDX Emerging Markets – Latin America 5Y [CME]
 Feb 12, 2015
Option on CDS Index Contract – European Investment Grade 5Y [ICE]
 Feb 12, 2015
Option on CDS Index Contract – European Investment Grade 5Y [CME]
 Feb 12, 2015
Option on CDS Index Contract – European HiVol 5Y [ICE]
 Feb 12, 2015
Option on CDS Index Contract – European HiVol 5Y [CME]
 Feb 12, 2015
Option on CDS Index Contract – European Crossover 5Y [ICE]
 Feb 12, 2015
Option on CDS Index Contract – European Crossover 5Y [CME]
 Feb 12, 2015
MAT ITRX XOVER CDSI 5Y (ICE)
 Feb 25, 2014
MAT ITRX XOVER CDSI 5Y (CME)
 Feb 25, 2014
MAT ITRX EUR CDSI 5Y (ICE)
 Feb 25, 2014
MAT ITRX EUR CDSI 5Y (CME)
 Feb 25, 2014
MAT CDX IG CDSI 5Y (ICE)
 Feb 25, 2014
MAT CDX IG CDSI 5Y (CME)
 Feb 25, 2014
CDS Index Contract – European Investment Grade 5Y (ICE) MAT
 Nov 1, 2013
CDS Index Contract – European Investment Grade 5Y (CME) MAT
 Nov 1, 2013
CDS Index Contract – North America Investment Grade 5Y (ICE) MAT
 Nov 1, 2013
CDS Index Contract – North America Investment Grade 5Y (CME) MAT
 Nov 1, 2013
CDS Index Contract – North America High Yield 5Y (ICE) MAT
 Nov 1, 2013
CDS Index Contract – North America High Yield 5Y (CME) MAT
 Nov 1, 2013
CDS Index Contract – European Investment Grade 10Y [ICE]
 Oct 16, 2013
CDS Index Contract – North America Investment Grade 7Y [ICE]
 Oct 16, 2013
CDS Index Contract – North America Investment Grade 5Y [ICE]
 Oct 16, 2013
CDS Index Contract – North America Investment Grade 3Y [ICE]
 Oct 16, 2013
CDS Index Contract – North America Investment Grade 10Y [ICE]
 Oct 16, 2013
CDS Index Contract – North America High Yield 5Y [ICE]
 Oct 16, 2013
CDS Index Contract – CDX Emerging Markets – Latin America 5Y [CME]
 Oct 16, 2013
CDS Index Contract – European HiVol 5Y [ICE]
 Oct 16, 2013
CDS Index Contract – European Crossover 5Y [ICE]
 Oct 16, 2013
CDS Index Contract – European Investment Grade 5Y [ICE]
 Oct 16, 2013
CDS Index Contract – iTraxx Europe Subordinated Financial 5Y
 Sep 29, 2013
CDS Index Contract – iTraxx SovX Western Europe 5Y
 Sep 29, 2013
CDS Index Contract – CDX Emerging Markets – Latin America 5Y
 Sep 29, 2013
CDS Index Contract – iTraxx Europe Senior Financial 5Y
 Sep 29, 2013
CDS Index Contract – iTraxx Japan 5Y
 Sep 29, 2013
CDS Index Contract – European Investment Grade 5Y
 Sep 20, 2013
CDS Index Contract – European HiVol 5Y
 Sep 20, 2013
CDS Index Contract – North America Investment Grade 5Y
 Sep 20, 2013
CDS Index Contract – North America Investment Grade 7Y
 Sep 20, 2013
CDS Index Contract – European Investment Grade 10Y
 Sep 20, 2013
CDS Index Contract – North America High Yield 5Y
 Sep 20, 2013
CDS Index Contract – North America Investment Grade 10Y
 Sep 20, 2013
CDS Index Contract – European Crossover 5Y
 Sep 20, 2013
Product Certification: CDS Index Contract – North America Investment Grade
 Sep 18, 2013

CFTC Filings - FX

Document Name Date Published
Foreign Exchange Contract – Average Rate Forward
 Sep 13, 2024
Foreign Exchange Contract – Barrier FX Option
 Sep 13, 2024
Foreign Exchange Contract – Vanilla FX Option
 Sep 13, 2024
Foreign Exchange Contract – Non-Deliverable Forward
 Sep 13, 2024
Foreign Exchange Contract: Non-Deliverable Forward – South African Rand
 Dec 7, 2023
Foreign Exchange Contract: Non-Deliverable Forward – West African Franc
 Dec 7, 2023
Foreign Exchange Contract: Non-Deliverable Forward – Central African Franc
 Dec 7, 2023
Foreign Exchange Contract: Non-Deliverable Forward – Tanzanian Shilling
 Dec 7, 2023
Foreign Exchange Contract: Non-Deliverable Forward – Thai Baht
 Dec 7, 2023
Foreign Exchange Contract: Non-Deliverable Forward – Sierra Leonean Leone
 Dec 7, 2023
Foreign Exchange Contract: Non-Deliverable Forward – Rwandan Franc
 Dec 7, 2023
Foreign Exchange Contract: Non-Deliverable Forward – Mozambican Metica
 Dec 7, 2023
Foreign Exchange Contract: Non-Deliverable Forward – Honduran Lempira
 Dec 7, 2023
Foreign Exchange Contract: Non-Deliverable Forward – Guatemalan Quetzal
 Dec 7, 2023
Foreign Exchange Contract: Non-Deliverable Forward – Euro
 Dec 7, 2023
Foreign Exchange Contract: Non-Deliverable Forward – Ethiopian Birr
 Dec 7, 2023
Foreign Exchange Contract: Non-Deliverable Forward – Azerbaijani Manat
 Dec 7, 2023
Foreign Exchange Contract: Non-Deliverable Forward – Zambian Kwacha
 Dec 7, 2023
Foreign Exchange: Non-Deliverable Forward Contract
 Mar 28, 2023
Foreign Exchange: UYU (Uruguayan Peso) Non-Deliverable Forward Contract
 Jun 2, 2021
Foreign Exchange: Precious Metals Options Contract
 Jul 23, 2019
Foreign Exchange: KES Non-Deliverable Forward Contract
 May 24, 2017
Foreign Exchange: Average Rate Forward
 Feb 21, 2014
Foreign Exchange – Exotic FX Option Contract
 Sep 30, 2013
Foreign Exchange – Precious Metals Contract
 Sep 30, 2013
Foreign Exchange – Vanilla FX Option Contract
 Sep 30, 2013
Foreign Exchange – Non-Deliverable Forward Contract
 Sep 29, 2013
Withdrawal of Certain Product Certifications
 Sep 27, 2013
Vanilla FX Option
 Sep 20, 2013
Non-Deliverable Forward
 Sep 20, 2013
Foreign Exchange – Precious Metals
 Sep 20, 2013

CFTC Filings - IRS

Document Name Date Published
SEK-SWESTR-OIS-Compound Fixed-to-Floating Interest Rate Swap Contract
 Aug 19, 2025
ZAR ZARONIA-OIS-Compound Fixed-to-Floating Interest Rate Swap Contract
 Mar 3, 2025
ILS SHIR-OIS-Compound Fixed-to-Floating Interest Rate Swap Contract
 Feb 14, 2025
DKK DESTR OIS Compound Fixed-to-Floating Swap Contract
 Jan 24, 2025
NOK NOWA OIS Compound Fixed-to-Floating Swap Contract
 May 8, 2024
MXN TIIE ON-OIS Compound Fixed to Floating Swap Contract
 Feb 26, 2024
THB Thai Baht Interest Rate Fixing (6M) Fixed-to-Floating Swap Contract
 Nov 15, 2022
Option – USD SOFR OIS Fixed-to-Floating Swap Contract
 Oct 17, 2022
THB THOR Fixed-to-Floating Swap Contract
 Oct 6, 2022
NZD OIS Reserve Bank of New Zealand Official Daily Cash Rate Fixed-to-Floating Swap Contract
 Feb 23, 2022
Colombian Peso Indicator Bancario Referencia Overnight Fixed-to-Floating Swap Contract (“Contract”)
 Jul 8, 2021
USD U.S. CPI Urban Consumers Not Seasonably Adjusted Fixed-to-Floating (Inflation Zero Coupon) Swap Contract
 Apr 12, 2021
EUR Eurostat Eurozone Harmonized Index of Consumer Prices Excluding Tobacco Fixed-to-Floating (Inflation Zero Coupon) Swap Contract
 Apr 12, 2021
GBP UK Retail Prices Index Fixed-to-Floating (Inflation Zero Coupon) Swap Contract
 Apr 12, 2021
EUR France Inflation Consumer Price Index Excluding Tobacco Fixed-to-Floating (Inflation Zero Coupon) Swap Contract
 Apr 12, 2021
CAD OIS CORRA Fixed-to-Floating Swap Contract
 Feb 11, 2021
SGD SOR Fixed-to-Floating Swap Contract
 Feb 11, 2021
SGD SORA Fixed-to-Floating Swap Contract
 Feb 11, 2021
ILS TELBOR Fixed-to-Floating Swap Contract
 Dec 1, 2020
JPY OIS TONAR Fixed-to-Floating Swap Contract
 Dec 4, 2019
EUR €STR Fixed-to-Floating Swap Contract
 Oct 17, 2019
CHF Swiss Average Rate Overnight (SARON) Fixed-to-Floating Swap Contract
 Apr 5, 2019
NZD BKBM Fixed-to-Floating Swap Contract
 Apr 5, 2019
USD Basis Swap Contract
 Aug 9, 2018
USD SOFR OIS Fixed-to-Floating Swap Contract
 Aug 9, 2018
GBP Basis Swap Contract
 May 25, 2018
THB Thai Baht Interest Rate Fixing (6M) Fixed-to-Floating Swap Contract
 May 4, 2018
CNY China Fixing Repo (7D) Rate Fixed-to-Floating Swap Contract
 May 4, 2018
BRL Brazilian Interfinancial Offered Rate (1D) Zero Coupon Fixed-to-Floating Swap Contract
 May 4, 2018
INR OIS FBIL MIBOR Fixed-to-Floating Swap Contract
 Aug 14, 2017
MYR KLIBOR Fixed-to-Floating Swap Contract
 Aug 14, 2017
SGD SIBOR Fixed-to-Floating Swap Contract
 Aug 14, 2017
TWD TAIBOR Fixed-to-Floating Swap Contract
 Aug 14, 2017
CLP ICP Rate Fixed-to-Floating Swap Contract
 Aug 14, 2017
CZK PRIBOR Fixed-to-Floating Swap Contract
 Aug 14, 2017
HUF BUBOR Fixed-to-Floating Swap Contract
 Aug 14, 2017
KRW KWCDC Fixed-to-Floating Swap Contract
 Aug 14, 2017
ZAR JIBAR Fixed-to-Floating Swap Contract
 Jul 28, 2017
PLN WIBOR Fixed-to-Floating Swap Contract
 Jul 27, 2017
HKD HIBOR Fixed-to-Floating Swap Contract
 Jul 27, 2017
DKK CIBOR Fixed-to-Floating Swap Contract
 Jul 27, 2017
NOK NIBOR Fixed-to-Floating Swap Contract
 Jul 27, 2017
Option – USD LIBOR Fixed-to-Floating Swap Contract
 Dec 14, 2016
CHF LIBOR (3M) Fixed-to-Floating Swap Contract
 Aug 5, 2016
AUD OIS RBACOR Fixed-to-Floating Swap Contract
 Aug 3, 2016
GBP OIS SONIA Fixed-to-Floating Swap Contract
 Aug 3, 2016
EUR Euribor (6M) Fixed-to-Floating MAC Contract
 Jul 18, 2016
GBP LIBOR (6M) Fixed-to-Floating MAC Contract
 Jul 18, 2016
IRS MXN TIIE Fixed to Floating
 May 9, 2016
MAT IRS USD Swap vs 6M
 May 9, 2016
Interest Rate LIBOR USD Fixed-to-Floating Swap Contract vs 1M
 Jan 26, 2016
Interest Rate LIBOR USD Fixed-to-Floating Swap Contract vs 6M
 Jan 26, 2016
EUR Euribor Fixed-to-Floating Contract vs 1M
 Jan 26, 2016
EUR Euribor Fixed-to-Floating Contract vs 12M
 Jan 26, 2016
GBP LIBOR Fixed-to-Floating Contract vs 3M
 Jan 26, 2016
CAD CDOR Fixed-to-Floating Contract
 Jan 11, 2016
MAT IRS EUR Euribor Swap vs 6M IMM 30 Years (LCH)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 30 Years (CME)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 20 Years (LCH)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 20 Years (CME)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 15 Years (LCH)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 15 Years (CME)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 12 Years (LCH)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 12 Years (CME)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 10 Years (LCH)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 9 Years (LCH)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 10 Years (CME)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 9 Years (CME)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 8 Years (LCH)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 8 Years (CME)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 7 Years (LCH)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 7 Years (CME)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 6 Years (LCH)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 6 Years (CME)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 5 Years (LCH)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 5 Years (CME)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 4 Years (LCH)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 4 Years (CME)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 3 Years (LCH)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 3 Years (CME)
 Dec 10, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 2 Years (LCH)
 Dec 9, 2014
MAT IRS EUR Euribor Swap vs 6M IMM 2 Years (CME)
 Dec 9, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 8 Years (LCH)
 Dec 8, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 8 Years (CME)
 Dec 8, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 7 Years (LCH)
 Dec 8, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 7 Years (CME)
 Dec 8, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 6 Years (LCH)
 Dec 8, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 30 Years (LCH)
 Dec 8, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 30 Years (CME)
 Dec 8, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 20 Years (LCH)
 Dec 8, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 20 Years (CME)
 Dec 8, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 10 Years (LCH)
 Dec 8, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 10 Years (CME)
 Dec 8, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 9 Years (LCH)
 Dec 8, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 9 Years (CME)
 Dec 8, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 6 Years (CME)
 Dec 8, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 5 Years (LCH)
 Dec 5, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 5 Years (CME)
 Dec 5, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 4 Years (LCH)
 Dec 5, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 4 Years (CME)
 Dec 5, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 3 Years (LCH)
 Dec 5, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 3 Years (CME)
 Dec 5, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 2 Years (LCH)
 Dec 5, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 2 Years (CME)
 Dec 5, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 1 Year (LCH)
 Dec 5, 2014
MAT IRS EUR Euribor Swap vs 3M IMM 1 Year (CME)
 Dec 5, 2014
IRS GBP Libor Fixed to Floating
 Oct 1, 2014
MAT IRS GBP Swap vs 6M (LCH)
 Oct 1, 2014
MAT IRS GBP Swap vs 3M (LCH)
 Feb 13, 2014
MAT IRS GBP Swap vs 3M (CME)
 Feb 13, 2014
MAT IRS GBP Swap vs 6M (CME)
 Feb 12, 2014
MAT IRS USD Swap vs 3M MAC (LCH)
 Feb 12, 2014
MAT IRS USD Swap vs 3M MAC (CME)
 Feb 12, 2014
MAT IRS USD Swap vs 3M IMM (LCH)
 Feb 12, 2014
MAT IRS USD Swap vs 3M IMM (CME)
 Feb 12, 2014
MAT IRS EUR Swap vs 6M (LCH)
 Feb 12, 2014
MAT IRS EUR Swap vs 6M (CME)
 Feb 12, 2014
MAT IRS EUR Swap vs 3M (LCH)
 Feb 12, 2014
MAT IRS EUR Swap vs 3M (CME)
 Feb 12, 2014
MAT IRS USD Swap vs 3M (LCH)
 Feb 12, 2014
MAT IRS USD Swap vs 3M (CME)
 Feb 12, 2014
Interest Rate LIBOR USD Fixed-to-Floating Swap Contract (LCH) MAT
 Nov 1, 2013
Interest Rate LIBOR USD Fixed-to-Floating Swap Contract (CME) MAT
 Nov 1, 2013
EUR Euribor Fixed-to-Floating Contract (LCH) MAT
 Nov 1, 2013
EUR Euribor Fixed-to-Floating Contract (CME) MAT
 Nov 1, 2013
OIS Eonia Fixed-to-Floating Contract
 Sep 30, 2013
EUR Euribor Fixed-to-Floating Contract
 Sep 30, 2013
USD LIBOR Basis Swap Contract
 Sep 29, 2013
SEK Stibor Fixed-to-Floating Contract
 Sep 29, 2013
OIS Fed Funds Fixed-to-Floating Contract
 Sep 29, 2013
JPY LIBOR Fixed-to-Floating Contract
 Sep 29, 2013
GBP LIBOR Fixed-to-Floating Contract
 Sep 29, 2013
CHF LIBOR Fixed-to-Floating Contract
 Sep 29, 2013
AUD BBR-BBSW Fixed-to-Floating Contract
 Sep 29, 2013
Product Certification: Interest Rate LIBOR USD Fixed-To-Floating Swap Contract
 Sep 17, 2013

CFTC Filings - Misc

Document Name Date Published
Product Amendments – December 5, 2013
 Dec 5, 2013
MAT Determination
 Dec 5, 2013

Disciplinary Actions

Document Name Date Published
Disciplinary Action – Barclays Bank PLC Settlement of Charges – Rule 506.A & Rule 513
 Jan 21, 2026
Disciplinary Action – Natixis SA Summary Notice of Fine – Rule 516
 Jan 9, 2026
Disciplinary Action – Bank of America, NA Summary Notice of Fine – Rule 516
 Jan 9, 2026
Disciplinary Action – Citibank, National Association Settlement of Charges – Rule 516
 Jan 2, 2026
Disciplinary Action – Bank of America, NA Summary Notice of Fine – Rule 516
 Dec 17, 2025
Disciplinary Action – Arini Capital Management Limited Summary Notice of Fine – Rule 516
 Dec 16, 2025
Disciplinary Action – Deutsche Bank Aktiengesellschaft Settlement of Charges – Rule 516 & Rule 513
 Dec 16, 2025
Disciplinary Action – Citadel Global Fixed Income Master Fund II Ltd. Summary Notice of Fine – Rule 516
 Nov 7, 2025
Disciplinary Action – Centiva Capital, LP Summary Notice of Fine – Rule 516
 Oct 4, 2025
Disciplinary Action – Bank of America, NA Summary Notice of Fine – Rule 516
 Sep 3, 2025
Disciplinary Action – Canadian Imperial Bank of Commerce Summary Notice of Fine – Rule 516
 Sep 3, 2025
Disciplinary Action – Morgan Stanley & Co. International PLC Summary Notice of Fine – Rule 516
 Aug 12, 2025
Disciplinary Action – Morgan Stanley Capital Services LLC Summary Notice of Fine – Rule 516
 Aug 8, 2025
Disciplinary Action – Goldman Sachs International Summary Notice of Fine – Rule 516
 Aug 1, 2025
Disciplinary Action – Standard Chartered Bank Summary Notice of Fine – Rule 506.B
 Jul 30, 2025
Disciplinary Action – Mizuho Capital Markets LLC Summary Notice of Fine – Rule 506.B
 Jul 30, 2025
Disciplinary Action – Natixis SA Summary Notice of Fine – Rule 516
 Jul 30, 2025
Disciplinary Action – Morgan Stanley Capital Services LLC Summary Notice of Fine – Rule 516
 Jun 19, 2025
Disciplinary Action – JPMorgan Chase Bank, National Association Settlement of Charges – Rule 516
 May 23, 2025
Disciplinary Action – BNP Paribas Settlement of Charges – Rule 516 & Rule 513
 May 15, 2025
Disciplinary Action – Canadian Imperial Bank of Commerce Summary Notice of Fine – Rule 516
 Apr 10, 2025
Disciplinary Action – Barclays Bank PLC Summary Notice of Fine – Rule 531.A(d)
 Apr 8, 2025
Disciplinary Action – Barclays Bank PLC Settlement of Charges – Rule 516 & Rule 513
 Apr 7, 2025
Disciplinary Action – Citibank, National Association Summary Notice of Fine – Rule 516
 Apr 2, 2025
Disciplinary Action – Morgan Stanley Capital Services LLC Summary Notice of Fine – Rule 516
 Mar 7, 2025
Disciplinary Action – Banco Mercantil Del Norte SA Institucion De Banca Multiple Grupo Financiero Banorte Summary Notice of Fine – Rule 516
 Feb 4, 2025
Disciplinary Action – Wells Fargo, National Association Summary Notice of Fine – Rule 516
 Jan 16, 2025
Disciplinary Action – JPMorgan Chase Bank, National Association Summary Notice of Fine – Rule 531.A(d)
 Jan 9, 2025
Disciplinary Action – Citibank, National Association Summary Notice of Fine – Rule 516
 Dec 24, 2024
Disciplinary Action – Verition Fund Management LLC Summary Notice of Fine – Rule 516
 Nov 7, 2024
Disciplinary Action – Goldman Sachs International Summary Notice of Fine – Rule 531.A(d)
 Jul 29, 2024
Disciplinary Action – Goldman Sachs International Summary Notice of Fine – Rule 516
 Jul 29, 2024
Disciplinary Action – Natixis SA Summary Notice of Fine – Rule 516
 May 1, 2024
Disciplinary Action – Goldman Sachs International Summary Notice of Fine – Rule 516
 Apr 29, 2024
Disciplinary Action – Banco Bilbao Vizcaya Argentaria SA Summary Notice of Fine – Rule 516
 Apr 18, 2024
Disciplinary Action – The Bank of Nova Scotia Summary Notice of Fine – Rule 516
 Apr 18, 2024
Disciplinary Action – JPMorgan Chase Bank, National Association Summary Notice of Fine – Rule 516
 Nov 15, 2023
Disciplinary Action – Citigroup Global Markets Limited Summary Notice of Fine – Rule 516
 Oct 26, 2023
Disciplinary Action – Deutsche Bank Aktiengesellschaft Settlement of Charges – Rule 516
 May 23, 2023
Disciplinary Action – Credit Suisse International Summary Notice of Fine – Rule 516
 Apr 13, 2023
Disciplinary Action – Bank of America, NA Summary Notice of Fine – Rule 516
 Apr 12, 2023
Disciplinary Action – Centiva Capital, LP Summary Notice of Fine – Rule 516
 Mar 24, 2023
Disciplinary Action – BNP Parabis Summary Notice of Fine – Rule 516
 Mar 23, 2023
Disciplinary Action – Deutsche Bank Aktiengesellschaft Settlement of Charges – Rule 516 and 513
 Feb 27, 2023
Disciplinary Action – Deutsche Bank Aktiengesellschaft Settlement of Charges – Rule 516
 Jun 25, 2021
Disciplinary Action – Goldman Sachs International Summary Notice of Fine – Rule Rule 531.A(d)
 Nov 11, 2020
Disciplinary Action – Deutsche Bank Aktiengesellschaft Settlement of Charges – Rule 516
 Jun 19, 2020
Disciplinary Action – Goldman Sachs International Summary Notice of Fine – Rule 516
 Apr 24, 2020
Disciplinary Action – Deutsche Bank Aktiengesellschaft Settlement of Charges – Rule 516
 Nov 20, 2019
Disciplinary Action – Citibank, National Association Settlement of Charges – Rule 516
 Nov 13, 2019
Disciplinary Action – Barclays Bank PLC Settlement of Charges – Rule 516
 Sep 19, 2019
Disciplinary Action – JPMorgan Chase Bank, National Association Summary Notice of Fine – Rule 516
 Sep 9, 2019
Disciplinary Action – Bank of America, National Association Summary Notice of Fine – Rule 516
 Aug 5, 2019
Disciplinary Action – JPMorgan Chase Bank, National Association Summary Notice of Fine – Rule 516
 Jun 7, 2019
Disciplinary Action – Deutsche Bank AG Settlement of Charges – Rule 516
 Apr 11, 2019
Disciplinary Action – Barclays Bank PLC Settlement of Charges – Rule 516
 Jun 26, 2018
Disciplinary Action – Citibank, NA Settlement of Charges – Rule 516
 Jun 13, 2018
Disciplinary Action – Citadel Securities Swap Dealer LLC Summary Notice of Fine – Rule 516
 Apr 19, 2018
Disciplinary Action – Deutsche Bank AG Summary Notice of Fine – Rule 516
 Apr 9, 2018